Security
TD Waterhouse Institutional Services (TDWIS) is the preferred custodian of client assets. Accounts at TDWIS are held in the client’s name. Lorne Steinberg Wealth Management Inc. (LSWM) does not hold any client assets.
LSWM receives no compensation from TDWIS. TDWIS was chosen due to its value added service, competitive transaction costs and overall organizational strength.
We are registered with both the Autorité des marchés financiers and the Ontario Securities Commission.
Registered in:
Ontario - Ontario Securities Commission
Quebec - Autorité des marchés financiers
British Columbia - British Columbia Securities Commission
Alberta - Alberta Securities Commission
Nova Scotia - Nova Scotia Securities Commission
Prince Edward Island - Securities Office
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